Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Q Moll | 1228895 | 2 | 01/08/1992 | Customer Dispute | Award / Judgment | $0.00 | $51,000.00 | See FINRA Report |
| George David Stanley | 1018689 | 3 | 01/08/1992 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| George David Stanley | 1018689 | 3 | 12/16/1991 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| David Emilio Kenney | 1230670 | 4 | 12/03/1991 | Customer Dispute | Award / Judgment | $22,000.00 | $5,500.00 | See FINRA Report |
| Jason David Bernstein | 1762286 | 5 | 12/03/1991 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| George Carl Rach | 369782 | 4 | 12/01/1991 | Customer Dispute | Settled | $80,370.20 | $0.00 | See FINRA Report |
| Aaron Leslie Saperstein | 1147872 | 1 | 11/29/1991 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Michael J Roane | 400544 | 1 | 11/24/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harvey Jay Bell | 1025291 | 3 | 11/12/1991 | Customer Dispute | Settled | $45,949.40 | $0.00 | See FINRA Report |
| Harvey Jay Bell | 1025291 | 3 | 11/11/1991 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |