Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick W Rickan | 1007865 | 2 | 02/21/1992 | Customer Dispute | Award / Judgment | $10,000.00 | $4,000.00 | See FINRA Report |
| Steven Walter Hiorns | 1148588 | 4 | 02/15/1992 | Customer Dispute | Settled | $416,600.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 02/11/1992 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Stephen Harrison Schwarz | 1098653 | 6 | 02/11/1992 | Customer Dispute | Settled | $54,444.00 | $0.00 | See FINRA Report |
| Paul W Horning | 1673631 | 1 | 02/05/1992 | Customer Dispute | Settled | $21,154.20 | $0.00 | See FINRA Report |
| Richard Laurence Schneider | 1197868 | 2 | 02/01/1992 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Francis Gordon Bitterly | 1343103 | 1 | 02/01/1992 | Customer Dispute | Settled | $91,000.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 01/28/1992 | Customer Dispute | Award / Judgment | $77,000.00 | $79,880.00 | See FINRA Report |
| Mary Grunsted Meyer | 1068577 | 1 | 01/16/1992 | Customer Dispute | Award / Judgment | $143,000.00 | $70,000.00 | See FINRA Report |
| John Joseph Sweeney | 1692941 | 2 | 01/10/1992 | Customer Dispute | Award / Judgment | $15,000.00 | $2,550.00 | See FINRA Report |