Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Emilio Kenney | 1230670 | 4 | 04/22/1992 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Bruno Mazzotta | 1721711 | 2 | 04/22/1992 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Barbara Jill Finder | 1137670 | 3 | 04/09/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward O'Connor | 1432604 | 1 | 04/01/1992 | Customer Dispute | Settled | $225,378.00 | $0.00 | See FINRA Report |
| Edward John Boulbol | 1282129 | 3 | 03/24/1992 | Customer Dispute | Settled | $69,971.70 | $0.00 | See FINRA Report |
| William Chapman French | 214084 | 2 | 03/23/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William C Brown | 1392214 | 2 | 03/19/1992 | Customer Dispute | Award / Judgment | $25,258.30 | $15,750.00 | See FINRA Report |
| Brad Mitchell Weinman | 1197646 | 4 | 03/18/1992 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 03/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward Neunuebel | 1798404 | 2 | 02/25/1992 | Customer Dispute | Award / Judgment | $143,000.00 | $1,667.00 | See FINRA Report |