Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James L Mills | 2095231 | 2 | 09/24/1992 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Anne Mary Baniewicz | 1954340 | 1 | 09/18/1992 | Customer Dispute | Award / Judgment | $2,062.00 | $2,062.00 | See FINRA Report |
| Robert Michael Sarly | 719392 | 2 | 09/08/1992 | Customer Dispute | Award / Judgment | $0.00 | $8,156.25 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 09/03/1992 | Customer Dispute | Award / Judgment | $59,049.00 | $25,000.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 08/26/1992 | Customer Dispute | Settled | $380,747.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 08/26/1992 | Customer Dispute | Denied | $661,387.00 | $0.00 | See FINRA Report |
| Shih-Hua Liu | 1659408 | 6 | 08/26/1992 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Craig Bonds | 1867556 | 5 | 08/19/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Carl Rach | 369782 | 4 | 08/06/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Zager | 1042704 | 3 | 07/13/1992 | Customer Dispute | Award / Judgment | $2,320.05 | $2,120.00 | See FINRA Report |