Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence David Lee | 1081316 | 1 | 11/06/1992 | Customer Dispute | Award / Judgment | $90,000.00 | $5,000.00 | See FINRA Report |
| James W O'Keefe | 1803868 | 5 | 11/01/1992 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Robert Wade Porter | 1437775 | 2 | 10/26/1992 | Customer Dispute | Settled | $72,485.00 | $0.00 | See FINRA Report |
| Robert J Priolo | 368033 | 1 | 10/21/1992 | Customer Dispute | Award / Judgment | $16,697.00 | $6,400.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 10/18/1992 | Customer Dispute | Settled | $34,500.00 | $0.00 | See FINRA Report |
| David Emilio Kenney | 1230670 | 4 | 10/08/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shih-Hua Liu | 1659408 | 6 | 10/01/1992 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Shih-Hua Liu | 1659408 | 6 | 10/01/1992 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Shih-Hua Liu | 1659408 | 6 | 10/01/1992 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gary Scott Jefferson | 1584749 | 2 | 09/30/1992 | Customer Dispute | Award / Judgment | $73,218.40 | $37,700.00 | See FINRA Report |