Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Notter | 349575 | 4 | 02/22/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Shaw Levin | 1203084 | 2 | 02/13/1993 | Customer Dispute | Settled | $80,908.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 02/01/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Alan Shorr | 1148482 | 3 | 01/28/1993 | Customer Dispute | Settled | $81,032.40 | $0.00 | See FINRA Report |
| Donald Herman Lockshin | 311439 | 5 | 12/23/1992 | Customer Dispute | Award / Judgment | $0.00 | $30,000.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 12/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen James Brady | 1420843 | 1 | 12/04/1992 | Customer Dispute | Award / Judgment | $8,700,000.00 | $9,600,000.00 | See FINRA Report |
| Gary Scott Jefferson | 1584749 | 2 | 12/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Abbas Baqueri | 1666788 | 3 | 11/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason David Bernstein | 1762286 | 5 | 11/13/1992 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |