Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Alan Petit | 1017746 | 1 | 05/07/1993 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Bryan Dean Welbaum | 1248575 | 2 | 04/20/1993 | Customer Dispute | Award / Judgment | $20,000.00 | $17,165.50 | See FINRA Report |
| Debra J Baker | 1614060 | 1 | 04/14/1993 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Robbie Adrianus Derooy | 728460 | 5 | 04/09/1993 | Customer Dispute | Settled | $55,843.00 | $0.00 | See FINRA Report |
| Michael James Notter | 349575 | 4 | 03/30/1993 | Customer Dispute | Settled | $254,533.00 | $0.00 | See FINRA Report |
| John David Burgraff | 1410273 | 5 | 03/29/1993 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 03/25/1993 | Customer Dispute | Settled | $172,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 03/19/1993 | Customer Dispute | Settled | $30,767.90 | $0.00 | See FINRA Report |
| Terry Michael Barr | 1492685 | 1 | 03/03/1993 | Customer Dispute | Settled | $11,500.00 | $0.00 | See FINRA Report |
| Robin Stuart McGeorge | 1157886 | 1 | 03/02/1993 | Customer Dispute | Settled | $28,401.80 | $0.00 | See FINRA Report |