Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Daniel Rooney | 2127929 | 2 | 09/17/1993 | Customer Dispute | Award / Judgment | $17,000.00 | $8,427.00 | See FINRA Report |
| Robert Marshall Berry | 1088991 | 1 | 09/13/1993 | Customer Dispute | Award / Judgment | $6,264.69 | $2,525.78 | See FINRA Report |
| Andrew Cooper | 717835 | 2 | 09/07/1993 | Customer Dispute | Settled | $60,700.00 | $0.00 | See FINRA Report |
| Eugene Karl Montoya | 338515 | 3 | 08/25/1993 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Leonard Allan Schneiderman | 1125858 | 4 | 08/11/1993 | Customer Dispute | Award / Judgment | $65,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1276583 | 5 | 07/29/1993 | Customer Dispute | Award / Judgment | $430,000.00 | $50,000.00 | See FINRA Report |
| George Dominic Marateo | 866558 | 2 | 07/28/1993 | Customer Dispute | Settled | $154,000.00 | $0.00 | See FINRA Report |
| Michael Scott Underwood | 2121307 | 3 | 07/20/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 07/15/1993 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 07/15/1993 | Customer Dispute | Settled | $144,630.00 | $0.00 | See FINRA Report |