Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Fredric Stephen Bayles | 1220187 | 2 | 10/23/1993 | Customer Dispute | Settled | $8,637.00 | $0.00 | See FINRA Report |
Craig Moss | 1094615 | 2 | 10/21/1993 | Customer Dispute | Settled | $6,769.00 | $0.00 | See FINRA Report |
Brad Mitchell Weinman | 1197646 | 4 | 10/21/1993 | Customer Dispute | Settled | $17,307.00 | $0.00 | See FINRA Report |
Brad Mitchell Weinman | 1197646 | 4 | 10/21/1993 | Customer Dispute | Settled | $27,274.00 | $0.00 | See FINRA Report |
Merilyn Terpening Shad | 1048687 | 2 | 10/21/1993 | Customer Dispute | Settled | $19,991.00 | $0.00 | See FINRA Report |
Jack Winfield Graves | 1349955 | 12 | 10/21/1993 | Customer Dispute | Settled | $5,755.00 | $0.00 | See FINRA Report |
John William Ryan | 1022094 | 3 | 10/21/1993 | Customer Dispute | Settled | $39,430.00 | $0.00 | See FINRA Report |
Gary William Jbara | 1396900 | 1 | 10/21/1993 | Customer Dispute | Settled | $27,472.00 | $0.00 | See FINRA Report |
Terrel Dale Scott | 710611 | 1 | 10/08/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Cathy Diane Shattuck | 1822443 | 7 | 09/21/1993 | Customer Dispute | Settled | $58,141.20 | $0.00 | See FINRA Report |