Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kohl Q Metzger | 5511185 | 1 | 01/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Carroll | 1306479 | 2 | 01/28/2019 | Customer Dispute | Settled | $27,764.00 | $0.00 | See FINRA Report |
| James Vallery | 4123058 | 1 | 01/23/2019 | Customer Dispute | Denied | $27,682.10 | $0.00 | See FINRA Report |
| Robert Thomas Steck | 1094342 | 7 | 01/18/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher Shawn Beckett | 4816193 | 2 | 01/04/2019 | Customer Dispute | Closed-No Action | $59,350.00 | $0.00 | See FINRA Report |
| Sonia Balfour-Fears | 5864524 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Robert Overhiser | 4403285 | 1 | 12/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Paul Schlett | 2111952 | 4 | 12/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Daniel Rooney | 2127929 | 2 | 12/20/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |