Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Bernard Courtney | 1875184 | 1 | 01/11/1995 | Customer Dispute | Award / Judgment | $95,000.00 | $70,000.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 01/04/1995 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 01/03/1995 | Customer Dispute | Award / Judgment | $0.00 | $16,400.00 | See FINRA Report |
| Michael Vincent Vallee | 1690492 | 5 | 12/19/1994 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Lisa Marise Green | 1640885 | 1 | 11/23/1994 | Customer Dispute | Settled | $11,443.30 | $0.00 | See FINRA Report |
| Theodore Scott Fleming | 1692432 | 3 | 11/21/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 11/16/1994 | Customer Dispute | Settled | $8,129.11 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 11/08/1994 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Michael Paul Roberts | 2229636 | 3 | 11/01/1994 | Customer Dispute | Settled | $51,816.50 | $0.00 | See FINRA Report |
| Robert Mosberg | 1047857 | 2 | 10/18/1994 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |