Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph C Feola | 1634405 | 1 | 03/01/1995 | Customer Dispute | Settled | $18,290.20 | $0.00 | See FINRA Report |
| William Robert Harris | 1325264 | 2 | 02/26/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 02/23/1995 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Joseph John Kendrick | 267634 | 2 | 02/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Conklin | 52060 | 3 | 02/16/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Francisco Fernandez | 2001383 | 3 | 02/07/1995 | Customer Dispute | Award / Judgment | $1,697.66 | $2,148.60 | See FINRA Report |
| Karen S Tekulsky | 1790479 | 1 | 02/07/1995 | Customer Dispute | Award / Judgment | $150,000.00 | $21,150.00 | See FINRA Report |
| Russell Lamar Clark | 2064968 | 3 | 01/31/1995 | Customer Dispute | Award / Judgment | $3,849.11 | $1,800.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 01/25/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Benjamin Hamilton Moore | 857192 | 1 | 01/24/1995 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |