Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James P Doherty | 859882 | 1 | 06/27/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lee Adams | 1601245 | 1 | 06/27/1995 | Customer Dispute | Settled | $22,789.00 | $0.00 | See FINRA Report |
| Timothy Stephen Hester | 1983782 | 2 | 06/23/1995 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Sergio G Granados | 1038000 | 1 | 06/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 05/30/1995 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Leonard Allan Schneiderman | 1125858 | 4 | 05/17/1995 | Customer Dispute | Settled | $211,400.00 | $0.00 | See FINRA Report |
| Charles Laskey Minter | 2155895 | 1 | 05/15/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Berger | 720732 | 2 | 05/10/1995 | Customer Dispute | Award / Judgment | $70,000.00 | $30,000.00 | See FINRA Report |
| Keith James Robinson | 1456540 | 2 | 05/04/1995 | Customer Dispute | Settled | $500,001.00 | $0.00 | See FINRA Report |
| Scott Evan Siegel | 1291367 | 1 | 05/04/1995 | Customer Dispute | Award / Judgment | $15,542.50 | $7,500.00 | See FINRA Report |