Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lloyd Goldman | 1832076 | 4 | 11/26/1995 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Kevin Turner Dickey | 1646826 | 1 | 11/13/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason David Bernstein | 1762286 | 5 | 11/07/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 11/06/1995 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| James Paul Valenti | 1231749 | 1 | 10/30/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jerry Craig Medved | 1977712 | 2 | 10/24/1995 | Customer Dispute | Settled | $36,626.20 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1276583 | 5 | 10/17/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Mitchell | 1027356 | 4 | 10/09/1995 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Lloyd Barry Cohen | 1500621 | 2 | 10/03/1995 | Customer Dispute | Settled | $52,761.00 | $0.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 10/01/1995 | Customer Dispute | Award / Judgment | $1,000,000.00 | $160,000.00 | See FINRA Report |