Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erick Eugene Gabler | 1597381 | 1 | 08/04/1996 | Customer Dispute | Award / Judgment | $0.00 | $2,562,740.00 | See FINRA Report |
| Joseph Luis Duarte | 2247008 | 2 | 07/31/1996 | Customer Dispute | Award / Judgment | $23,768.00 | $17,000.00 | See FINRA Report |
| Richard Blaise Bucaro | 1066940 | 1 | 07/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Sean Strachan | 1677479 | 1 | 07/01/1996 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lawrence Jay Kalish | 263422 | 3 | 06/24/1996 | Customer Dispute | Settled | $64,300.00 | $0.00 | See FINRA Report |
| Frank Vincent Fabiano | 1266176 | 2 | 06/14/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darlene Lesch-Palmer | 1240330 | 5 | 06/03/1996 | Customer Dispute | Award / Judgment | $10,000.00 | $0.00 | See FINRA Report |
| Raffi Robert Vartanian | 2261085 | 3 | 05/28/1996 | Customer Dispute | Settled | $91,149.00 | $0.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 05/24/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Jere Davis | 1967017 | 1 | 05/21/1996 | Customer Dispute | Settled | $87,500.00 | $0.00 | See FINRA Report |