Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Lee Tonkovich | 5256792 | 1 | 04/12/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Greg Alexander Gangas | 1896408 | 3 | 04/04/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Ross Fladell | 4986647 | 3 | 03/20/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 03/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victor M Palafox | 4763788 | 1 | 02/26/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leo Biagini | 4866200 | 1 | 02/26/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard T Burns | 3024029 | 2 | 02/25/2019 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John James Mullarkey | 5681749 | 1 | 02/11/2019 | Customer Dispute | Settled | $25,992.00 | $0.00 | See FINRA Report |
| Eric D Fuller | 5866277 | 1 | 02/01/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |