Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Paul Maraldo | 1526439 | 1 | 11/11/1996 | Customer Dispute | Settled | $72,405.00 | $0.00 | See FINRA Report |
| David Wayne Alderman | 2466598 | 4 | 11/05/1996 | Customer Dispute | Award / Judgment | $26,263.00 | $14,000.00 | See FINRA Report |
| Todd Leland Barlow | 1518250 | 1 | 10/21/1996 | Customer Dispute | Award / Judgment | $40,343.50 | $2,500.00 | See FINRA Report |
| Brian Joseph Bubnis | 34133 | 3 | 10/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Gary Fernandez | 1187299 | 2 | 10/08/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David John Hage | 2262359 | 1 | 09/03/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 08/23/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 08/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Greg Kronitz | 1286544 | 1 | 08/12/1996 | Customer Dispute | Award / Judgment | $3,732.50 | $5,045.00 | See FINRA Report |
| Todd Weston Acuff | 2377572 | 1 | 08/12/1996 | Customer Dispute | Award / Judgment | $254,600.00 | $4,500.00 | See FINRA Report |