Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Todd Porter | 870105 | 1 | 03/04/1997 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Richard Lloyd Goldman | 1832076 | 4 | 01/31/1997 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Oliver Norwood | 1472851 | 3 | 01/29/1997 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Robert Donald Askew | 1645006 | 1 | 01/14/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Scott Friedlander | 1620288 | 1 | 01/13/1997 | Customer Dispute | Settled | $20,702.30 | $0.00 | See FINRA Report |
| Howard Guggenheim | 231689 | 2 | 01/06/1997 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Arthur Caruso | 1816452 | 3 | 12/20/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ben Baker Cravens | 1008854 | 1 | 12/11/1996 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Raffi Robert Vartanian | 2261085 | 3 | 12/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Hall Seabron | 735565 | 3 | 12/06/1996 | Customer Dispute | Award / Judgment | $1,645.06 | $1,650.00 | See FINRA Report |