Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Christopher Dodson | 2333159 | 2 | 08/04/1997 | Customer Dispute | Settled | $83,155.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Marcus | 1830810 | 4 | 07/30/1997 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| David Walter Fenning | 1005307 | 5 | 07/23/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Jay Langer | 302027 | 3 | 07/03/1997 | Customer Dispute | Settled | $84,750.00 | $0.00 | See FINRA Report |
| John Edward Jacobs | 1363042 | 1 | 06/05/1997 | Customer Dispute | Settled | $281,583.00 | $0.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 05/19/1997 | Customer Dispute | Award / Judgment | $0.00 | $170,000.00 | See FINRA Report |
| David Carlton Grove | 1146249 | 1 | 05/13/1997 | Customer Dispute | Award / Judgment | $1,283,480.00 | $39,000.00 | See FINRA Report |
| David Paul Bushman | 1054611 | 3 | 05/12/1997 | Customer Dispute | Settled | $193,070.00 | $0.00 | See FINRA Report |
| Lawrence Jay Solomon | 1060442 | 6 | 04/09/1997 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael Harry Douvadjian | 1506869 | 4 | 03/19/1997 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |