Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Wayne Branch | 2564744 | 1 | 10/06/1997 | Customer Dispute | Settled | $482,762.00 | $0.00 | See FINRA Report |
| Edward Richard Plachter | 1557830 | 3 | 10/02/1997 | Customer Dispute | Award / Judgment | $300,000.00 | $75,000.00 | See FINRA Report |
| Geoffrey Scott Paul | 1034573 | 3 | 09/29/1997 | Customer Dispute | Award / Judgment | $142,000.00 | $147,000.00 | See FINRA Report |
| Michael Rudolph Glovas | 1545394 | 4 | 09/18/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 09/08/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 09/05/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Frederick O'Sullivan | 1710297 | 4 | 09/05/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Chin Won | 1497023 | 4 | 09/03/1997 | Customer Dispute | Closed-No Action | $27,768.10 | $0.00 | See FINRA Report |
| John Robert Cook | 1894803 | 3 | 08/26/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derek Paul Scrivner | 2377763 | 1 | 08/12/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |