Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Lingner | 1024914 | 2 | 11/01/1997 | Customer Dispute | Settled | $141,486.00 | $0.00 | See FINRA Report |
| Richard George Wilson | 1232089 | 3 | 10/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul James Gigis | 1729005 | 1 | 10/29/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Stephen Delahunt | 1972849 | 8 | 10/29/1997 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Ratay | 1349470 | 1 | 10/28/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Malcolm Kerr | 1583146 | 4 | 10/27/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Marcellus Cooper | 1884733 | 4 | 10/20/1997 | Customer Dispute | Settled | $331,000.00 | $0.00 | See FINRA Report |
| Kevin Hauer Green | 2326212 | 1 | 10/14/1997 | Customer Dispute | Settled | $12,054.00 | $0.00 | See FINRA Report |
| Michael Eugene Stanfield | 2274141 | 1 | 10/13/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |