Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James E Lacamp | 1385171 | 4 | 02/27/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wlodek Bugajski | 2467210 | 1 | 02/26/1998 | Customer Dispute | Denied | $10,750.00 | $0.00 | See FINRA Report |
| Albert Dishner | 1912362 | 5 | 02/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sandy Lee Devich | 2908331 | 1 | 02/24/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lloyd Barry Cohen | 1500621 | 2 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Jay Liebb | 1273699 | 1 | 02/18/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathryn A Castelli | 1731070 | 2 | 02/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael David Sherrill | 1261298 | 5 | 02/09/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence S Miller | 1016147 | 2 | 02/05/1998 | Customer Dispute | Denied | $7,378.33 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 01/26/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |