Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Andrew Marcus | 1830810 | 4 | 06/22/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wing Chin | 816695 | 1 | 06/19/1998 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 06/12/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Turnock | 2610475 | 1 | 06/03/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sean McDermott | 2128984 | 1 | 05/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Steven Minniti | 1635984 | 1 | 05/11/1998 | Customer Dispute | Settled | $39,750.00 | $0.00 | See FINRA Report |
| George Ralph Smith | 2250801 | 2 | 05/07/1998 | Customer Dispute | Denied | $80,000,000.00 | $0.00 | See FINRA Report |