Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew James Dill | 2152878 | 3 | 08/21/1998 | Customer Dispute | Closed-No Action | $11,600.00 | $0.00 | See FINRA Report |
| Peter Sean Keller | 2437118 | 3 | 08/11/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Cassa | 2575236 | 2 | 08/05/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James Manning | 1751773 | 2 | 07/28/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| J Patrick Kelly | 858405 | 1 | 07/28/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Emerson Morrison | 1991304 | 1 | 07/21/1998 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Marshall Maximilian Grant | 2138912 | 2 | 07/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Emery Tibor Nyilas | 2410242 | 2 | 06/30/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Mark Silverman | 424091 | 5 | 06/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |