Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Joseph Friday | 1155086 | 4 | 10/14/1998 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Robert Weilt Sitton | 722902 | 3 | 10/14/1998 | Customer Dispute | Award / Judgment | $800,000.00 | $62,500.00 | See FINRA Report |
| Michael Christopher Brewer | 2499488 | 1 | 10/13/1998 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Dennis Ford Cavender | 867388 | 1 | 10/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Anthony Griepp | 2074991 | 1 | 10/01/1998 | Customer Dispute | Settled | $160,352.00 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 10/01/1998 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Bruce Leslie Addison | 2155914 | 2 | 09/25/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Steven Michael Coplin | 1999548 | 2 | 09/25/1998 | Customer Dispute | Denied | $17,230.20 | $0.00 | See FINRA Report |
| John F Gorman | 2661129 | 1 | 09/24/1998 | Customer Dispute | Settled | $53,285.50 | $0.00 | See FINRA Report |
| Robert Alan Harmelin | 237238 | 2 | 09/21/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |