Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Richard Bank | 2425369 | 2 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seth Lawrence Hart | 2287054 | 6 | 11/10/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Gary Jay Bronheim | 1121778 | 1 | 11/09/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| James Polonsky | 2242468 | 4 | 11/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 10/30/1998 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Raymond Marcellus Cooper | 1884733 | 4 | 10/19/1998 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Robert Paul MacMullan | 2743824 | 1 | 10/19/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Andrew Weiss | 1915252 | 3 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Frankel | 859803 | 2 | 10/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Rooney | 2015826 | 2 | 10/16/1998 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |