Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond J Ruiz | 1947190 | 3 | 01/15/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Deckas | 725221 | 2 | 01/15/1999 | Customer Dispute | Settled | $443,000.00 | $0.00 | See FINRA Report |
| Edward Howard Perkins | 1304417 | 1 | 01/07/1999 | Customer Dispute | Award / Judgment | $199,982.00 | $100,000.00 | See FINRA Report |
| Theodore Scott Fleming | 1692432 | 3 | 01/06/1999 | Customer Dispute | Settled | $76,000.00 | $0.00 | See FINRA Report |
| Gregg William Gravenstine | 1762521 | 4 | 12/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David D Doll | 2044885 | 1 | 12/15/1998 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Jason Barrett Haberman | 2425329 | 2 | 12/15/1998 | Customer Dispute | Denied | $13,040.00 | $0.00 | See FINRA Report |
| Donald A Caron | 1862735 | 1 | 12/14/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew R Garver | 2268601 | 2 | 12/11/1998 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| D. Mark MacGargle | 1017914 | 1 | 12/08/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |