Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John E Dawson | 2542618 | 1 | 02/17/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Harvey Jay Bell | 1025291 | 3 | 02/16/1999 | Customer Dispute | Settled | $225,661.00 | $0.00 | See FINRA Report |
| Alan Paul Weilacher | 1372467 | 4 | 02/16/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Forte | 1837688 | 1 | 02/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gerald James Ferrante | 1031763 | 4 | 02/10/1999 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Greco | 1062063 | 1 | 02/09/1999 | Customer Dispute | Denied | $8,561.00 | $0.00 | See FINRA Report |
| John Charles Daugherty | 2463445 | 2 | 02/08/1999 | Customer Dispute | Award / Judgment | $120,000.00 | $55,000.00 | See FINRA Report |
| William Drewes Smith | 2122890 | 1 | 01/20/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Gerald James Ferrante | 1031763 | 4 | 01/19/1999 | Customer Dispute | Settled | $880,000.00 | $0.00 | See FINRA Report |
| Robert Davidson Correll | 1663972 | 1 | 01/17/1999 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |