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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 4,381-4,390 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Edwin Berryhill1279622404/15/1999Customer DisputeSettled$0.00$0.00See FINRA Report
Scott Edward O'Dell2314217404/15/1999Customer DisputeSettled$0.00$0.00See FINRA Report
John Read Kaufman2414917104/15/1999Customer DisputeSettled$22,364.30$0.00See FINRA Report
S Paul Crabtree56108104/09/1999Customer DisputeSettled$250,000.00$0.00See FINRA Report
David Karl Butscher2268980104/07/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Daniel Eric Marting2380678104/07/1999Customer DisputeClosed-No Action$136,224.00$0.00See FINRA Report
Jason Edward Silva2775097103/31/1999Customer DisputeClosed-No Action$15,000.00$0.00See FINRA Report
James Michael Goodwin2085809603/29/1999Customer DisputeDenied$34,100.00$0.00See FINRA Report
James E Lacamp1385171403/22/1999Customer DisputeSettled$118,154.00$0.00See FINRA Report
Charles Patrick Reddell1146930203/22/1999Customer DisputeSettled$118,154.00$0.00See FINRA Report

4,993 Results

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