Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Rocco Colli | 2398062 | 12 | 05/07/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Michael Jay Fruchtman | 1015705 | 2 | 05/06/1999 | Customer Dispute | Denied | $13,076.00 | $0.00 | See FINRA Report |
| Michael Joseph Lupia | 1379970 | 3 | 05/05/1999 | Customer Dispute | Pending | $19,076.50 | $0.00 | See FINRA Report |
| James Daniel Schenk | 2185026 | 1 | 04/29/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jeanne A Schneiderman | 1607399 | 1 | 04/29/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Parker Amick | 1161918 | 1 | 04/27/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Zinman | 1212093 | 2 | 04/27/1999 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| George Spiridon Harros | 1237496 | 3 | 04/23/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Jay Solomon | 1060442 | 6 | 04/22/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Sgorbati | 870013 | 3 | 04/22/1999 | Customer Dispute | Denied | $33,266.00 | $0.00 | See FINRA Report |