Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Harrison Schwarz | 1098653 | 6 | 07/12/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raju Madhukar Pathak | 1581651 | 3 | 07/09/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Goodwin | 2085809 | 6 | 07/09/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Peretti | 2790559 | 1 | 07/02/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David John Lehrer | 1015128 | 2 | 06/28/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Jason Grady Sanders | 2325694 | 2 | 06/28/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Robert Bernard Gilson | 1122485 | 2 | 06/28/1999 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Constantine Koukos | 2118416 | 2 | 06/25/1999 | Customer Dispute | Settled | $78,696.60 | $0.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 06/23/1999 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 06/18/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |