Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Banjamin Price | 2521851 | 2 | 08/24/1999 | Customer Dispute | Settled | $5,553.32 | $0.00 | See FINRA Report |
| Jerrad Dalon Burford | 2199962 | 3 | 08/18/1999 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Brian David Currier | 1968651 | 1 | 08/16/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard John Glomb | 2057029 | 3 | 08/13/1999 | Customer Dispute | Denied | $5,512.50 | $0.00 | See FINRA Report |
| Douglas Allan Behnfield | 840887 | 2 | 08/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roy A Nutt | 1208164 | 1 | 08/11/1999 | Customer Dispute | Denied | $14,911.00 | $0.00 | See FINRA Report |
| Arthur Joseph Lubin | 313752 | 3 | 08/10/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ralph A Jackson | 1569213 | 5 | 08/04/1999 | Customer Dispute | Settled | $112,400.00 | $0.00 | See FINRA Report |
| Theresa Elena Chacopulos | 2280421 | 4 | 07/30/1999 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Charles Benton Albright | 1630940 | 3 | 07/29/1999 | Customer Dispute | Denied | $7,654.01 | $0.00 | See FINRA Report |