Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Thomas Tracey | 2140237 | 2 | 09/20/1999 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Gerald Alan Grossman | 1576406 | 2 | 09/17/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jacquelyne Kennedy White | 2332339 | 2 | 09/17/1999 | Customer Dispute | Settled | $39,653.60 | $0.00 | See FINRA Report |
| Paul William Mayer | 1251247 | 3 | 09/15/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arlene Kerwick Scozzaro | 1097761 | 1 | 09/13/1999 | Customer Dispute | Settled | $16,381.00 | $0.00 | See FINRA Report |
| John P Higginbotham | 1055547 | 3 | 09/13/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank R Kelly | 1491186 | 2 | 09/10/1999 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Jerry Craig Medved | 1977712 | 2 | 09/04/1999 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Michael Muldoon D'Agostino | 1298518 | 3 | 08/25/1999 | Customer Dispute | Settled | $82,952.40 | $0.00 | See FINRA Report |
| Douglas Ellwood Woolley | 2158996 | 5 | 08/25/1999 | Customer Dispute | Settled | $20,450.00 | $0.00 | See FINRA Report |