Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Camou Parada | 2865995 | 2 | 10/19/1999 | Customer Dispute | Settled | $89,058.00 | $0.00 | See FINRA Report |
| Peter Jason Demarco | 2471861 | 1 | 10/19/1999 | Customer Dispute | Denied | $6,550.00 | $0.00 | See FINRA Report |
| Howard James Sacks | 1006139 | 2 | 10/18/1999 | Customer Dispute | Settled | $124,470.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Marcus | 1830810 | 4 | 10/15/1999 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Robert Christopher Laux | 1644327 | 1 | 10/14/1999 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Andrew Paul Devito | 2716781 | 5 | 10/11/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Leonard Allan Schneiderman | 1125858 | 4 | 10/08/1999 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Geoffrey T Korwan | 2302696 | 2 | 10/07/1999 | Customer Dispute | Denied | $5,688.00 | $0.00 | See FINRA Report |
| Frank A Roccisano | 2418867 | 2 | 10/01/1999 | Customer Dispute | Settled | $202,606.00 | $0.00 | See FINRA Report |
| Maria Teresa Oliva | 710827 | 2 | 10/01/1999 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |