Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicolas Charles Ulvert | 5156315 | 1 | 10/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Bogatch | 1791399 | 2 | 10/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 10/09/2019 | Customer Dispute | Settled | $3,067,220.00 | $0.00 | See FINRA Report |
| Christina Schatz | 2187976 | 1 | 10/04/2019 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Lloyd Bertram Marsh | 2642469 | 1 | 10/01/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Oswaldo Hernandez | 4245447 | 2 | 09/30/2019 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Taborski | 6424093 | 1 | 09/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Fairchild | 2219149 | 2 | 09/09/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 08/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |