Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David A Caruso | 2849506 | 2 | 11/19/1999 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| William Rex Zeanah | 1504790 | 2 | 11/16/1999 | Customer Dispute | Pending | $34,019.90 | $0.00 | See FINRA Report |
| Rodrigo Mendes | 2948279 | 5 | 11/14/1999 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Jon Carl Sisco | 1185625 | 1 | 11/08/1999 | Customer Dispute | Denied | $7,365.00 | $0.00 | See FINRA Report |
| William Howard Easom | 1157844 | 3 | 11/03/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 11/02/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Palpant | 3086051 | 1 | 10/29/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Richard Martin | 1747982 | 1 | 10/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Schwartz | 502377 | 4 | 10/21/1999 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Larry David Selzer | 1752635 | 2 | 10/20/1999 | Customer Dispute | Closed-No Action | $270,000.00 | $0.00 | See FINRA Report |