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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 4,271-4,280 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gordon Paul Sinkoff705936412/15/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
Peter Colin White2438158312/14/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
Dwight Arthur Matheson2846393112/13/1999Customer DisputeDenied$10,688.30$0.00See FINRA Report
Scott Holzer1703390112/07/1999Customer DisputeDenied$19,000.00$0.00See FINRA Report
Jordan Scott King2310528112/02/1999Customer DisputeDenied$5,016.84$0.00See FINRA Report
Andrew James Dill2152878311/30/1999Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Jeff S Mash12967141111/30/1999Customer DisputeDenied$100,000.00$0.00See FINRA Report
Samir Sureshchandra Parikh2760500111/30/1999Customer DisputeDenied$23,355.00$0.00See FINRA Report
Valencia Vanessa Tuitt2025357111/29/1999Customer DisputeDenied$25,000.00$0.00See FINRA Report
Bryan Keith Banning1398012311/23/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report

4,993 Results

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