Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gordon Paul Sinkoff | 705936 | 4 | 12/15/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Peter Colin White | 2438158 | 3 | 12/14/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Dwight Arthur Matheson | 2846393 | 1 | 12/13/1999 | Customer Dispute | Denied | $10,688.30 | $0.00 | See FINRA Report |
Scott Holzer | 1703390 | 1 | 12/07/1999 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
Jordan Scott King | 2310528 | 1 | 12/02/1999 | Customer Dispute | Denied | $5,016.84 | $0.00 | See FINRA Report |
Andrew James Dill | 2152878 | 3 | 11/30/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Jeff S Mash | 1296714 | 11 | 11/30/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Samir Sureshchandra Parikh | 2760500 | 1 | 11/30/1999 | Customer Dispute | Denied | $23,355.00 | $0.00 | See FINRA Report |
Valencia Vanessa Tuitt | 2025357 | 1 | 11/29/1999 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Bryan Keith Banning | 1398012 | 3 | 11/23/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |