Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Wayne Dresel | 3091124 | 3 | 12/23/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Russell Adams | 2241959 | 3 | 12/22/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| William Jarman Davis | 2537703 | 1 | 12/22/1999 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Stephen Donald MacKo | 2520638 | 1 | 12/21/1999 | Customer Dispute | Closed-No Action | $7,350.00 | $0.00 | See FINRA Report |
| Hank Elitzer | 718932 | 2 | 12/21/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Shaun Brian Orcinolo | 2433357 | 5 | 12/20/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald James Ferrante | 1031763 | 4 | 12/20/1999 | Customer Dispute | Settled | $107,535.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 12/17/1999 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 12/17/1999 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard Bratincevic | 2125768 | 2 | 12/17/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |