Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff S Mash | 1296714 | 11 | 01/11/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andrea Gould Schwarz | 1325705 | 3 | 01/11/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jean Anne Baker | 1303699 | 1 | 01/10/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Costanzo | 2034704 | 4 | 01/06/2000 | Customer Dispute | Award / Judgment | $5,000,000.00 | $450,000.00 | See FINRA Report |
| Keith Hamilton Aebischer | 2437616 | 2 | 01/06/2000 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Paul Grodzicki | 230547 | 2 | 01/05/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francisco David Olazabal | 2970555 | 1 | 01/02/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lewis Todd Levine | 1275367 | 1 | 12/29/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 12/28/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel James Fixell | 2320476 | 2 | 12/27/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |