Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darlene Lesch-Palmer | 1240330 | 5 | 01/31/2000 | Customer Dispute | Settled | $8,379.77 | $0.00 | See FINRA Report |
| Julio Alejandro Guemes | 2277566 | 1 | 01/27/2000 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See FINRA Report |
| Thomas Craig Bonds | 1867556 | 5 | 01/26/2000 | Customer Dispute | Closed-No Action | $7,802.66 | $0.00 | See FINRA Report |
| Michael Edward Warren | 1025652 | 1 | 01/25/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George Ralph Smith | 2250801 | 2 | 01/24/2000 | Customer Dispute | Closed-No Action | $39,606.80 | $0.00 | See FINRA Report |
| David Edward Brown | 1319983 | 1 | 01/21/2000 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Charles Benton Albright | 1630940 | 3 | 01/21/2000 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| James Duffy | 1652887 | 4 | 01/20/2000 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Peter Colin White | 2438158 | 3 | 01/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Brent Crandal | 826743 | 4 | 01/12/2000 | Customer Dispute | Withdrawn | $164,000.00 | $0.00 | See FINRA Report |