Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas B Keene | 2013550 | 2 | 02/29/2000 | Customer Dispute | Pending | $5,250.00 | $0.00 | See FINRA Report |
Eric Richard Stevens | 1581403 | 1 | 02/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Catherine Ann Eklund Mares | 1634650 | 2 | 02/17/2000 | Customer Dispute | Denied | $45,583.50 | $0.00 | See FINRA Report |
Michael Scott Barron | 2499497 | 4 | 02/16/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Joan Camarillo | 1518628 | 1 | 02/16/2000 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
Curtis Nelson | 2056670 | 1 | 02/09/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Richard Charles Colbert | 2029299 | 2 | 02/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeff S Mash | 1296714 | 11 | 02/08/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Ashe | 1855619 | 2 | 02/04/2000 | Customer Dispute | Denied | $6,240.00 | $0.00 | See FINRA Report |
Lewis Albert Metzger | 703922 | 2 | 02/02/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |