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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 4,231-4,240 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas B Keene2013550202/29/2000Customer DisputePending$5,250.00$0.00See FINRA Report
Eric Richard Stevens1581403102/28/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Catherine Ann Eklund Mares1634650202/17/2000Customer DisputeDenied$45,583.50$0.00See FINRA Report
Michael Scott Barron2499497402/16/2000Customer DisputeSettled$500,000.00$0.00See FINRA Report
Joan Camarillo1518628102/16/2000Customer DisputeDenied$22,000.00$0.00See FINRA Report
Curtis Nelson2056670102/09/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report
Richard Charles Colbert2029299202/08/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Jeff S Mash12967141102/08/2000Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Ashe1855619202/04/2000Customer DisputeDenied$6,240.00$0.00See FINRA Report
Lewis Albert Metzger703922202/02/2000Customer DisputeDenied$5,000.00$0.00See FINRA Report

4,993 Results

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