Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene Aristides Espinal | 2273480 | 1 | 03/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Ashley Hart | 2332375 | 5 | 03/21/2000 | Customer Dispute | Settled | $93,600.00 | $0.00 | See FINRA Report |
| George Keener Gill | 2726318 | 1 | 03/13/2000 | Customer Dispute | Closed-No Action | $12,051.00 | $0.00 | See FINRA Report |
| Laura L Wise | 2044703 | 3 | 03/13/2000 | Customer Dispute | Settled | $12,321.50 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 03/10/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bonnie Lynn Krosin | 2011253 | 1 | 03/10/2000 | Customer Dispute | Closed-No Action | $128,000.00 | $0.00 | See FINRA Report |
| Alfredo Marcos Rotemberg | 2712583 | 2 | 03/10/2000 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Adam Mitchell Anderson | 2209099 | 1 | 03/08/2000 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Daniel Scott Biederman | 1250587 | 2 | 03/08/2000 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Lawrence Jay Kalish | 263422 | 3 | 03/02/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |