Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Aaron Cohen | 2187541 | 1 | 04/10/2000 | Customer Dispute | Award / Judgment | $216,027.00 | $81,608.40 | See FINRA Report |
| John Franklin Habig | 1372133 | 3 | 04/10/2000 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |
| Steven Kyriakos | 1109360 | 1 | 04/10/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Barbara Jean Fleming | 1737062 | 1 | 04/06/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Walter R Trapp | 723518 | 1 | 04/04/2000 | Customer Dispute | Closed-No Action | $534,055.00 | $0.00 | See FINRA Report |
| Michael Edward Roth | 2457634 | 2 | 04/02/2000 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jodi Ellen Whitmore | 2680663 | 1 | 03/30/2000 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Gregory Kevin Cannon | 1424666 | 1 | 03/29/2000 | Customer Dispute | Denied | $49,116.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 03/27/2000 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Alfredo Marcos Rotemberg | 2712583 | 2 | 03/23/2000 | Customer Dispute | Settled | $254,000.00 | $0.00 | See FINRA Report |