Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerald Ira Seebol | 1931445 | 1 | 05/12/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1276583 | 5 | 05/11/2000 | Customer Dispute | Denied | $290,000.00 | $0.00 | See FINRA Report |
| Charles Louis Dennis | 1405477 | 2 | 05/11/2000 | Customer Dispute | Denied | $290,000.00 | $0.00 | See FINRA Report |
| Leonard Avram Cohen | 734154 | 1 | 05/11/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert H O'Neil | 1304868 | 1 | 05/10/2000 | Customer Dispute | Denied | $23,246.00 | $0.00 | See FINRA Report |
| David Robert Esham | 2215529 | 4 | 05/05/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Geoffrey Scott Paul | 1034573 | 3 | 05/03/2000 | Customer Dispute | Settled | $178,128.00 | $0.00 | See FINRA Report |
| Victor Shedlin | 1004837 | 4 | 04/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Michael Powell | 2971962 | 2 | 04/28/2000 | Customer Dispute | Award / Judgment | $8,500.00 | $2,243.05 | See FINRA Report |
| Carlos Maximillian Molina | 1737178 | 1 | 04/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |