Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francine Erica Griggs | 4726411 | 1 | 12/23/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Aldi | 2558960 | 2 | 12/12/2019 | Customer Dispute | Denied | $57,473.40 | $0.00 | See FINRA Report |
| Jerri Lynne Pratt | 1507048 | 1 | 11/26/2019 | Customer Dispute | Award / Judgment | $0.00 | $20,496.70 | See FINRA Report |
| Gabriel Douglas Hoffmann | 2710657 | 3 | 11/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Ambrosino | 2473106 | 2 | 11/08/2019 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Tamara Kelly Brown | 3021883 | 2 | 11/05/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 11/04/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Gregg Matthew Cummings | 4093046 | 1 | 11/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Galanti | 5736555 | 1 | 11/01/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason W Wolter | 2934037 | 2 | 10/22/2019 | Customer Dispute | Settled | $5,468,900.00 | $0.00 | See FINRA Report |