Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Reagan Nash | 2262053 | 1 | 06/19/2000 | Customer Dispute | Denied | $8,728.00 | $0.00 | See FINRA Report |
Ellen Cardozo Sonsino | 1032879 | 1 | 06/13/2000 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
Frank Johnston | 867418 | 3 | 06/12/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Alex Muscati | 2311373 | 8 | 06/09/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Michael Laura | 2654833 | 1 | 06/07/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Calvin Tatkwan Watt | 3019718 | 1 | 06/05/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Timothy Robert Dixon | 2779268 | 4 | 06/01/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Mark Tilden Newman | 2239870 | 1 | 05/30/2000 | Customer Dispute | Denied | $7,734.00 | $0.00 | See FINRA Report |
Michael Muldoon D'Agostino | 1298518 | 3 | 05/22/2000 | Customer Dispute | Settled | $42,593.00 | $0.00 | See FINRA Report |
Andrew William Stash | 2999044 | 2 | 05/17/2000 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |