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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 4,181-4,190 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Reagan Nash2262053106/19/2000Customer DisputeDenied$8,728.00$0.00See FINRA Report
Ellen Cardozo Sonsino1032879106/13/2000Customer DisputeSettled$9,000.00$0.00See FINRA Report
Frank Johnston867418306/12/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Alex Muscati2311373806/09/2000Customer DisputeDenied$6,000.00$0.00See FINRA Report
Michael Laura2654833106/07/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Calvin Tatkwan Watt3019718106/05/2000Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Timothy Robert Dixon2779268406/01/2000Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Mark Tilden Newman2239870105/30/2000Customer DisputeDenied$7,734.00$0.00See FINRA Report
Michael Muldoon D'Agostino1298518305/22/2000Customer DisputeSettled$42,593.00$0.00See FINRA Report
Andrew William Stash2999044205/17/2000Customer DisputeSettled$18,000.00$0.00See FINRA Report

4,993 Results

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