Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Tom | 2589962 | 3 | 07/13/2000 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| Michael Lewis Green | 2024687 | 1 | 07/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raul Alberto Delaguardia | 1170174 | 2 | 07/07/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael David Sherrill | 1261298 | 5 | 07/07/2000 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Hugh James Fisher | 2352344 | 3 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew C Black | 1627800 | 1 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Howard Stewart Harrow | 732887 | 4 | 07/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 06/30/2000 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John William Heavey | 1045000 | 2 | 06/19/2000 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 06/19/2000 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |