Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ronald Louaillier | 312940 | 2 | 08/01/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert John Coronel | 2126831 | 8 | 07/27/2000 | Customer Dispute | Closed-No Action | $20,469.00 | $0.00 | See FINRA Report |
| Kevin Michael Jones | 1423348 | 4 | 07/24/2000 | Customer Dispute | Settled | $2,257.00 | $0.00 | See FINRA Report |
| Edwin Corby Bertolett | 1453398 | 3 | 07/24/2000 | Customer Dispute | Denied | $8,600.00 | $0.00 | See FINRA Report |
| Jeffrey Katsuo Minamide | 2143497 | 1 | 07/19/2000 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| John Paul Lorenz | 1556683 | 1 | 07/18/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeff S Mash | 1296714 | 11 | 07/17/2000 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Cifelli | 1511855 | 1 | 07/16/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry J Klein | 1207465 | 1 | 07/14/2000 | Customer Dispute | Award / Judgment | $63,754.00 | $44,605.00 | See FINRA Report |
| Andrew Scott Oberman | 1690228 | 5 | 07/13/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |