Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Stewart Harrow | 732887 | 4 | 08/28/2000 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Sanford John Roberds | 3227574 | 3 | 08/25/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Warren Jamerson | 2307216 | 2 | 08/25/2000 | Customer Dispute | Settled | $19,569.00 | $0.00 | See FINRA Report |
| Michael Robin Romance | 2682093 | 3 | 08/22/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 08/18/2000 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Felice | 2817845 | 1 | 08/18/2000 | Customer Dispute | Withdrawn | $8,129.06 | $0.00 | See FINRA Report |
| James K Nicholas | 347528 | 2 | 08/11/2000 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| James L Mills | 2095231 | 2 | 08/11/2000 | Customer Dispute | Award / Judgment | $773,300.00 | $45,368.00 | See FINRA Report |
| Michael Gershenson | 706058 | 2 | 08/10/2000 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Renee Claire Siegel | 1434172 | 3 | 08/03/2000 | Customer Dispute | Denied | $186,000.00 | $0.00 | See FINRA Report |