Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Irvin Goldring | 1084665 | 2 | 09/12/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Simon | 1294524 | 1 | 09/12/2000 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Carolyn Y Song-Pegg | 2598175 | 1 | 09/11/2000 | Customer Dispute | Settled | $513,000.00 | $0.00 | See FINRA Report |
| Darren Andrew Wald | 2592911 | 4 | 09/11/2000 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Robert Michael Laterza | 1532468 | 3 | 09/10/2000 | Customer Dispute | Settled | $5,208.00 | $0.00 | See FINRA Report |
| Cary L Morris | 2659791 | 3 | 08/31/2000 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Todd C Gray | 2300742 | 3 | 08/30/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ana Elvira Oliveira | 2443225 | 2 | 08/30/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennifer Roberts Rigby | 2863926 | 1 | 08/29/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Edward Selzer | 1361060 | 11 | 08/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |